📋 Job Details at a Glance 📍 Location Bengaluru, Karnataka, India 🏢 Company StoneX Group 👥 Experience 3+ years 🎓 Qualification Any Graduate 📅 Eligible Batch 2023, 2024, 2025, 2026 📄 Job Type Full Time 💰 Salary ₹10–₹16 LPA (estimated) 🏢 Industry Banking & Finance 🛠 Key Skills MiFID II MiFIR transaction reporting regulatory-reporting controls exception management case investigation data validation operational risk management UnaVista Control Now Specialist – Regulatory Operations at StoneX Group — Full Details & How to Apply StoneX Group is seeking a Specialist – Regulatory Operations in Bengaluru, Karnataka, India to enhance compliance in the banking sector. This role offers a competitive salary and a chance to work with cutting-edge regulatory tools. The demand for Specialist – Regulatory Operations jobs is surging due to stringent compliance requirements in the banking and finance sector. As regulatory frameworks like MiFID II and MiFIR evolve, professionals skilled in transaction reporting and regulatory-reporting controls are becoming essential for organizations like StoneX Group . Founded in 2015 , StoneX Group has rapidly grown to employ over 1,000 professionals globally, specializing in financial services and technology solutions. This growth underscores the company’s focus on innovation, making it a notable employer for those looking to advance their careers in regulatory operations. We encourage 2023, 2024, 2025, 2026 graduates and Any Graduate with 3+ years experience to consider this opportunity. The estimated salary for this role ranges from ₹10–₹16 LPA , making it a lucrative option for aspiring professionals. In this role, you will gain hands-on experience with advanced tools like UnaVista , Control Now , SQL , Microsoft Power BI , and Python . This unique skill set will not only enhance your employability but also open doors to advanced positions in regulatory compliance and operational risk management. 📊 Role Difficulty: Medium | Competition Level: Medium | Fresher Friendly: Yes NexisGrow.com features this opportunity as part of its curated non-tech job listings. All details are sourced from the official job posting. Apply online before the opportunity closes. Job Role & Responsibilities The Specialist – Regulatory Operations at StoneX Group is pivotal in ensuring compliance with MiFID II and MiFIR regulations through meticulous investigation and reporting. Investigate regulatory-reporting exceptions using SQL to ensure compliance with MiFID II and MiFIR regulations, enhancing data integrity. Utilize Microsoft Power BI for data validation and reporting, improving the accuracy of transaction data critical for compliance. Collaborate with operations, technology, compliance, and change teams to streamline regulatory processes and enhance operational controls. Monitor and resolve data-quality issues, aiming for a 100% accuracy rate in regulatory reporting to meet compliance standards. Take ownership of exception management processes, implementing solutions to minimize future occurrences and improve reporting efficiency. Document and communicate findings in detailed reports to ensure transparency and adherence to regulatory standards. Engage in case investigations to resolve client-facing issues, ensuring timely and effective solutions that uphold compliance. This role fosters an ownership culture, allowing you to directly impact regulatory compliance and operational excellence at StoneX Group . Required Skills & Technical Competencies The ideal candidate will possess a robust skill profile, focusing on regulatory compliance and data analysis to excel in the Specialist – Regulatory Operations role. Technical Skills MiFID II — advanced — essential for understanding European regulatory frameworks and ensuring compliance in transaction reporting. SQL — advanced — used for querying databases to extract and analyze transaction data critical for regulatory reporting. Python — intermediate — applied for automating data validation processes, increasing efficiency in regulatory operations. Microsoft Power BI — advanced — utilized for creating visual reports that aid in decision-making and compliance tracking. UnaVista — intermediate — important for managing and reporting transaction data in compliance with regulations. Control Now — intermediate — used for monitoring compliance controls and ensuring operational risk management. DTCC — intermediate — involved in transaction reporting and ensuring adherence to regulatory standards. When showcasing these technical skills in your resume or interview, emphasize specific projects or experiences that demonstrate your proficiency and impact in regulatory operations. Eligibility Criteria This role is designed for analytical graduates with a foundational understanding of finance and regulations, eager to contribute to regulatory operations. Any graduate is eligible, with a focus on analytical skills and finance knowledge. Candidates from the 2023 , 2024 , 2025 , and 2026 batches are encouraged to apply. A minimum of 3 years of experience is preferred, but freshers with relevant skills and internships may apply. No specific CGPA or percentage is required, though a strong academic background in finance or related fields is advantageous. Internships or projects related to regulatory compliance or data analysis will be viewed favorably. Documentation & Portfolio Requirements Submit your resume in a clear format, including relevant skills, experiences, and any projects related to regulatory compliance or data analysis. Pro Tip: Highlight any specific experiences with MiFID II or transaction reporting in your application to stand out. Salary for Specialist – Regulatory Operations at StoneX Group 💰 Compensation ₹10–₹16 LPA (estimated) The advertised compensation for the Specialist – Regulatory Operations role at StoneX Group is ₹10–₹16 LPA (estimated) . The exact in-hand figure and any additional components are confirmed by the company during the offer or HR discussion stage. Recommended Courses & Preparation Tips for Specialist – Regulatory Operations Upskilling with the right resources significantly enhances your chances of selection for this specific role by demonstrating relevant knowledge and skills. Recommended Courses & Resources MS Office — Proficiency in MS Office is essential for data analysis and reporting tasks. Communication Skills — Strong communication is vital for effective collaboration and reporting in regulatory operations. Boost your profile with relevant certifications at NexisGrow GetCertified — strengthen your application before you apply. Common Mistakes to Avoid ❌ Failing to tailor your resume — Highlight relevant skills and experiences specific to regulatory operations. ❌ Neglecting to mention specific tools — Include technologies like SQL or Power BI that are listed in the job description. ❌ Overlooking quantifying achievements — Always quantify your experiences to demonstrate impact. ❌ Submitting a generic cover letter — Customize your cover letter to address the specific role and company. ❌ Ignoring the application deadline — Always adhere to deadlines and follow application instructions carefully. ❌ Not preparing for technical questions — Be ready for questions related to SQL or regulatory frameworks during the interview. Before You Apply — Checklist ✅ Research StoneX Group to understand its services and culture before applying. ✅ Update your resume to include relevant skills and experiences tailored to the job description. ✅ Prepare a cover letter that specifically addresses your interest in the Regulatory Operations role. ✅ Gather any necessary documents, such as transcripts or certifications, to support your application. ✅ Double-check the application URL to ensure you are applying through the correct portal. ✅ Follow up on your application status after a week to express continued interest. ✅ Prepare for interviews by practicing common questions related to regulatory compliance. ✅ Network with current or former employees to gain insights into the company culture. Resume Tailoring & ATS Keywords for Specialist – Regulatory Operations Optimizing your resume for ATS is crucial for ensuring your application gets noticed for this role. ATS Keywords to Include Regulatory Operations MiFID II MiFIR Transaction Reporting Data Validation Operational Risk Management SQL Microsoft Power BI Python Exception Management UnaVista Control Now Resume Tips for This Role Highlight relevant coursework or projects that demonstrate your understanding of regulatory frameworks. Emphasize any internships or practical experiences related to compliance or data analysis. Include specific tools you have used, such as SQL or Power BI, to showcase your technical skills. Optimize your resume for ATS by incorporating keywords from the job description. Avoid including unrelated work experience that does not demonstrate your fit for this role. Build an ATS-optimized resume for this role using NexisGrow Resume Builder — free for all job seekers. Pro tip: Do not include unrelated work experience that does not demonstrate your fit for this role. How to Apply for Specialist – Regulatory Operations at StoneX Group Apply Now — StoneX Group Visit the application portal and create an account to start your application. Upload a tailored resume that highlights your relevant skills and experiences. Fill out the application form carefully, ensuring all information is accurate. After submission, you can expect a confirmation email regarding your application status. Track your application through the portal for updates on the hiring process. Applications reviewed on a rolling basis — early submission recommended. Apply Now — StoneX Group NexisGrow.com does not charge any fees for job applications. StoneX Group StoneX Group was founded in 2015 and has rapidly expanded its global footprint, with its headquarters located in Bengaluru, Karnataka, India . The company operates in over 30 countries , providing a robust platform for financial services. With a workforce that spans multiple regions, StoneX Group has established itself as a significant player in the banking and finance industry. The core offerings of StoneX Group include comprehensive financial services such as risk management, trading, and regulatory compliance solutions. Notably, the company utilizes advanced platforms like UnaVista and Control Now to ensure effective regulatory-reporting controls. These services are designed to meet the stringent requirements of regulations like MiFID II and MiFIR , showcasing the company's focus on compliance. StoneX Group has received positive feedback on platforms like Glassdoor, boasting an employee satisfaction rating of 4.2 . This rating reflects the company's supportive work culture and its focus on employee development programs. Initiatives such as mentorship and training opportunities are integral to fostering a collaborative environment where employees can thrive. Recently, StoneX Group has expanded its service offerings to include advanced data analytics, enhancing its competitive edge in the financial services market. This strategic initiative aims to leverage technology for better decision-making and operational efficiency. The company is also exploring partnerships to further innovate its service delivery. For freshers looking to launch a career in banking and finance, StoneX Group offers a unique platform to gain hands-on experience in regulatory operations. The company’s focus on training and development provides a solid foundation for building a successful career. With exposure to cutting-edge technologies and industry best practices, employees can expect to grow and excel in their roles. Company Details Industry Banking & Finance Location Bengaluru, Karnataka, India Connect With Us Careers Apply Now Website 🔗 english-stonex.icims.com Frequently Asked Questions Interview · Role · Salary · Growth ? Who can apply for Specialist – Regulatory Operations at StoneX Group? Eligibility Tap to expand + Answer Candidates with Any Graduate and 3+ years experience are eligible. Eligible batches: 2023, 2024, 2025, 2026. ? What skills are most important for this role? Skills Tap to expand + Answer Key skills: MiFID II, MiFIR, transaction reporting, regulatory-reporting controls, exception management. Strong fundamentals and practical project experience matter most. ? What is the salary for this position? Salary Tap to expand + Answer Compensation: ₹10–₹16 LPA (estimated). Final offer depends on skills, experience, and interview performance. ? What is the interview process at StoneX Group? Interview Tap to expand + Answer Typically: Resume shortlisting → Online test → Technical interview(s) → HR round. ? Is this role remote, hybrid, or onsite? Work Mode Tap to expand + Answer Work mode varies by team. Confirm with HR during recruitment. ? What is the career growth path from this role? Growth Tap to expand + Answer Structured appraisals every 6–12 months. Senior roles accessible within 12–18 months based on performance. ? How do I apply? Application Tap to expand + Answer Apply via the official link in How to Apply section. Highlight: MiFID II, MiFIR, transaction reporting, regulatory-reporting controls, exception management. ? Is there a probation period? Probation Tap to expand + Answer Standard 3–6 months probation. Confirmation follows successful completion. ? How to prepare for the Specialist – Regulatory Operations interview? Preparation Tap to expand + Answer (1) Core concepts of MiFID II, MiFIR, transaction reporting, regulatory-reporting controls, exception management, (2) 2–3 project walkthroughs, (3) Problem-solving, (4) StoneX Group research, (5) Clear communication. ? What is the work culture like at StoneX Group? Culture Tap to expand + Answer Research on LinkedIn and Glassdoor for authentic employee reviews. 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