📋 Job Details at a Glance 📍 Location Mumbai, Maharashtra, India 🏢 Company Societe Generale Securities India Pvt. Ltd. 👥 Experience 2-3 years 🎓 Qualification Graduate in any field (LLB, B.A., or B.Com); Company Secretary (CS) degree / Associate membership or NISM III A certification 📅 Eligible Batch 2023, 2024, 2025, 2026 📄 Job Type Contract (Fixed-Term) 💰 Salary ₹5.0 – ₹8.5 LPA pro-rata (Aligned with market standards for temporary international banking compliance mandates) 🏢 Industry Banking & Finance 🛠 Key Skills compliance regulatory risk management stakeholder management corporate secretarial documentation SEBI regulations MCA regulations stock exchange rules Executive Compliance at Societe Generale Securities India Pvt. Ltd. — Full Details & How to Apply Societe Generale Securities India Pvt. Ltd. is seeking an Executive Compliance in Mumbai, Maharashtra, India , where you can leverage your compliance skills in a leading global investment bank. This role is pivotal as regulatory compliance is increasingly emphasized in the banking sector, especially with evolving SEBI and MCA regulations. The importance of the Executive Compliance role in Banking & Finance cannot be overstated. As regulatory frameworks become more complex, organizations like Societe Generale Securities India Pvt. Ltd. are prioritizing compliance to navigate these challenges effectively. This position directly impacts the company's ability to adhere to stock exchange rules and enhance corporate governance, making it a critical function in the current financial landscape. Societe Generale Securities India Pvt. Ltd. has a rich history, having been founded in 1864 , and its global presence with over 138,000 employees reflects stability and offers employees unique exposure to international banking compliance standards that many local firms may not provide. The company’s commitment to regulatory excellence makes it an ideal environment for compliance professionals. We encourage 2023, 2024, 2025, 2026 graduates with a Graduate in any field (LLB, B.A., or B.Com); Company Secretary (CS) degree / Associate membership or NISM III A certification and 2-3 years experience to apply. The salary for this role ranges from ₹5.0 – ₹8.5 LPA pro-rata (Aligned with market standards for temporary international banking compliance mandates) , making it a competitive opportunity in the market. In this role, you will work with essential skills such as compliance , regulatory risk management , and stakeholder management . This position not only enhances your expertise in corporate secretarial documentation but also opens doors to advanced roles in compliance and regulatory affairs, paving the way for a robust career trajectory. 📊 Role Difficulty: Medium | Competition Level: Medium | Fresher Friendly: Yes NexisGrow.com features this opportunity as part of its curated non-tech job listings. All details are sourced from the official job posting. Apply online before the opportunity closes. Job Role & Responsibilities The core mission of the Executive Compliance role at Societe Generale Securities India Pvt. Ltd. is to ensure adherence to SEBI regulations and stock exchange rules , safeguarding the organization from compliance risks. Monitor compliance with SEBI regulations and stock exchange rules , ensuring all legal standards are met effectively. Utilize regulatory risk management tools to assess compliance risks and develop targeted mitigation strategies. Collaborate with the legal and finance teams to ensure seamless corporate secretarial documentation processes. Analyze compliance metrics to report on regulatory adherence and identify areas for improvement. Take ownership of compliance audits and implement corrective actions as necessary to maintain standards. Prepare detailed compliance reports for stakeholders, ensuring clarity and transparency in all communications. Engage with clients to resolve compliance-related inquiries, enhancing client trust and satisfaction. This role fosters an ownership culture, allowing you to directly impact compliance standards and contribute to the organization’s integrity. Required Skills & Technical Competencies The Executive Compliance role requires a robust skill profile to navigate complex regulatory environments effectively. Technical Skills Compliance — intermediate — essential for navigating SEBI and MCA regulations in daily operations. Regulatory risk management — intermediate — practical application involves assessing compliance risks specific to the banking sector. Stakeholder management — intermediate — used daily to communicate compliance requirements to various departments. Corporate secretarial documentation — intermediate — familiarity with documentation processes is crucial for this role. SEBI regulations — intermediate — knowledge is necessary for ensuring adherence to legal standards. MCA regulations — intermediate — understanding these regulations is vital for compliance reporting. Stock exchange rules — intermediate — essential for monitoring compliance with trading regulations. Soft Skills & Professional Competencies Strong communication skills — necessary for effectively conveying compliance information to stakeholders. Analytical thinking — crucial for interpreting compliance metrics and identifying areas for improvement. Attention to detail — essential for ensuring accuracy in compliance documentation and reports. Problem-solving skills — important for addressing compliance-related inquiries from clients. Good to Have (Bonus Skills) NISM III A certification — enhances credibility and understanding of securities markets. Experience with compliance software — streamlines regulatory reporting and documentation processes. Knowledge of international compliance standards — broadens perspective and applicability in global contexts. When showcasing these skills in your resume or interview, emphasize specific examples of how you have applied them in real-world scenarios. Eligibility Criteria This role is designed for graduates who possess a foundational understanding of compliance and regulatory frameworks. Graduates in LLB , B.A. , or B.Com are preferred for their relevant educational background. Eligible batches include 2023 to 2026 , allowing fresh graduates to apply early in their careers. 2-3 years of experience is required, but freshers with relevant internships can also be considered. A minimum academic performance of 60% is expected to ensure a strong foundational knowledge base. Internships or projects related to compliance will give candidates an advantage in the selection process. Documentation & Portfolio Requirements Ensure your resume is formatted clearly, highlighting relevant education, experience, and skills. Include specific examples of compliance-related projects or internships. Pro tip: Tailor your application to highlight your understanding of SEBI regulations and any relevant compliance experiences to stand out. Salary for Executive Compliance at Societe Generale Securities India Pvt. Ltd. 💰 Compensation ₹5.0 – ₹8.5 LPA pro-rata (Aligned with market standards for temporary international banking compliance mandates) The advertised compensation for the Executive Compliance role at Societe Generale Securities India Pvt. Ltd. is ₹5.0 – ₹8.5 LPA pro-rata (Aligned with market standards for temporary international banking compliance mandates) . The exact in-hand figure and any additional components are confirmed by the company during the offer or HR discussion stage. Selection Process at Societe Generale Securities India Pvt. Ltd. The selection process for the Executive Compliance role is designed to identify candidates with the right skills and cultural fit for the organization. 1 Online Aptitude Test — 60 minutes, testing logical reasoning and compliance knowledge. 2 Technical Interview — focuses on SEBI regulations, corporate documentation, and risk management. 3 Behavioral Interview — assesses cultural fit and problem-solving abilities through situational questions. 4 Final HR Round — includes salary discussions and offer timeline, typically within 2 weeks post-interview. Topic-wise Preparation Guide Round 1: Online Aptitude Test Logical reasoning — essential for compliance problem-solving — Khan Academy Numerical ability — important for analyzing compliance metrics — GeeksForGeeks General awareness of SEBI regulations — relevant to the role — SEBI Official Website Basic legal principles — foundational knowledge for compliance — Coursera Round 2: Technical Interview SEBI regulations — depth in compliance requirements — SEBI Official Website Corporate secretarial practices — understanding documentation processes — GeeksForGeeks Risk management frameworks — knowledge of assessment tools — Coursera Stakeholder communication — strategies for effective engagement — MindTools Regulatory reporting standards — familiarity with reporting requirements — SEBI Official Website Round 3: Behavioral Interview STAR method for behavioral questions — focus on compliance scenarios — YouTube Conflict resolution — handling compliance challenges effectively — MindTools Technical deep-dive on SEBI regulations — demonstrating expertise — SEBI Official Website Timeline & Expectations The application to offer timeline typically spans 2 weeks , allowing for thorough evaluation and feedback. Prepare thoroughly for each round, focusing on both technical and behavioral aspects to align with the company’s values. Expected Interview Questions for Executive Compliance at Societe Generale Securities India Pvt. Ltd. These questions are based on the role's actual tech stack and compliance requirements. Technical Questions Explain the key provisions of SEBI regulations relevant to stockbroking. How do you assess compliance risks in a financial institution? What are the main components of corporate secretarial documentation? Describe a situation where you had to manage a compliance issue. What tools do you use for regulatory risk management? How do you stay updated with changes in compliance regulations? Behavioral Questions Describe a time you faced a compliance challenge and how you resolved it. How do you prioritize tasks when managing multiple compliance projects? Give an example of how you communicated complex compliance information to a non-technical audience. What motivates you to work in compliance? Role-Specific Questions What is your understanding of the role of an Executive Compliance in an investment bank? How would you handle a compliance audit? What steps would you take if you identified a compliance breach? Structure your answers using the STAR method to provide clear and concise responses that demonstrate your problem-solving skills. Resume Tailoring & ATS Keywords for Executive Compliance Optimizing your resume for ATS is crucial for standing out in the application process for this role. ATS Keywords to Include Executive Compliance SEBI regulations Regulatory risk management Corporate secretarial documentation Stakeholder management Compliance audits MCA regulations Stock exchange rules NISM III A certification Legal compliance Risk assessment Financial regulations Resume Tips for This Role Highlight specific compliance-related coursework or projects relevant to the role. Emphasize any internships or experiences in financial institutions. Include any certifications like NISM III A to enhance credibility. Optimize for ATS by using keywords from the job description. Avoid generic statements; focus on quantifiable achievements in compliance. Build an ATS-optimized resume for this role using NexisGrow Resume Builder — free for all job seekers. Do not include irrelevant work experience or generic skills that do not align with the compliance role. About Societe Generale Securities India Pvt. Ltd. Founded in 1864 , Societe Generale has established a robust global presence with operations in 67 countries . The company’s headquarters are located in Paris, France , while its significant footprint in Mumbai, Maharashtra, India underscores its commitment to the Indian market. Societe Generale offers a diverse range of financial services, including investment banking , asset management , and securities services . The company’s innovative platforms, such as SG Markets , provide clients with cutting-edge solutions tailored to their financial needs. With a Glassdoor rating of 4.0 , Societe Generale is recognized for its inclusive culture and comprehensive employee development programs. The company has received accolades for its commitment to diversity and inclusion, fostering a workplace where all employees can thrive. Recently, Societe Generale announced a strategic partnership with a leading fintech firm to enhance its digital banking solutions . This initiative reflects the company’s dedication to innovation and adapting to the evolving financial landscape. Joining Societe Generale provides freshers with a unique opportunity to build a solid foundation in the banking and finance sector. The company’s global recognition and commitment to employee growth make it an ideal launchpad for aspiring finance professionals. Why Join Societe Generale Securities India Pvt. Ltd. as Executive Compliance? As an Executive Compliance at Societe Generale, you will gain invaluable experience in navigating complex regulatory frameworks, essential for a successful career in banking. Hands-on experience with SEBI regulations — develop expertise in compliance roles critical to the Indian banking sector. Exposure to corporate secretarial documentation — enhance your legal and compliance skill set through real-world applications. Career advancement opportunities — after 1-2 years, potential paths include Senior Compliance Officer or Regulatory Affairs Manager. Collaborative work culture — engage in teamwork that emphasizes shared goals and mutual support among colleagues. Work-life balance — enjoy flexible work arrangements that complement Mumbai's vibrant lifestyle. According to NexisGrow.com, the role of Executive Compliance at Societe Generale offers a unique blend of regulatory expertise and career growth potential, making it a strategic choice for aspiring finance professionals. Frequently Asked Questions Interview · Role · Salary · Growth ? Who can apply for Executive Compliance at Societe Generale Securities India Pvt. Ltd.? Eligibility Tap to expand + Answer Candidates with Graduate in any field (LLB, B.A., or B.Com); Company Secretary (CS) degree / Associate membership or NISM III A certification and 2-3 years experience are eligible. Eligible batches: 2023, 2024, 2025, 2026. ? What skills are most important for this role? Skills Tap to expand + Answer Key skills: compliance, regulatory risk management, stakeholder management, corporate secretarial documentation, SEBI regulations. Strong fundamentals and practical project experience matter most. ? What is the salary for this position? Salary Tap to expand + Answer Compensation: ₹5.0 – ₹8.5 LPA pro-rata (Aligned with market standards for temporary international banking compliance mandates). Final offer depends on skills, experience, and interview performance. ? What is the interview process at Societe Generale Securities India Pvt. Ltd.? Interview Tap to expand + Answer Typically: Resume shortlisting → Online test → Technical interview(s) → HR round. ? Is this role remote, hybrid, or onsite? Work Mode Tap to expand + Answer Work mode varies by team. Confirm with HR during recruitment. ? What is the career growth path from this role? Growth Tap to expand + Answer Structured appraisals every 6–12 months. Senior roles accessible within 12–18 months based on performance. ? How do I apply? Application Tap to expand + Answer Apply via the official link in How to Apply section. Highlight: compliance, regulatory risk management, stakeholder management, corporate secretarial documentation, SEBI regulations. ? Is there a probation period? Probation Tap to expand + Answer Standard 3–6 months probation. Confirmation follows successful completion. ? How to prepare for the Executive Compliance interview? Preparation Tap to expand + Answer (1) Core concepts of compliance, regulatory risk management, stakeholder management, corporate secretarial documentation, SEBI regulations, (2) 2–3 project walkthroughs, (3) Problem-solving, (4) Societe Generale Securities India Pvt. Ltd. research, (5) Clear communication. ? What is the work culture like at Societe Generale Securities India Pvt. Ltd.? Culture Tap to expand + Answer Research on LinkedIn and Glassdoor for authentic employee reviews. NexisGrow.com features only verified employers. 🔗 Explore More on NexisGrow More jobs in Mumbai Browse all Non-Tech jobs Latest Fresher jobs More jobs at Societe Generale Securities India Pvt. Ltd. Work From Home jobs Ready to Apply? Don't Miss This Opportunity! Apply only via the official link. NexisGrow.com charges zero application fees. 👉 Apply Now — Official Link NexisGrow.com does not charge any application or registration fees. Beware of fraudulent offers. 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