📋 Job Details at a Glance 📍 Location Mumbai, Maharashtra, India 🏢 Company JPMorganChase 👥 Experience 2+ years 🎓 Qualification 2+ years. Relevant technical / engineering background 📅 Eligible Batch 2023, 2024, 2025, 2026 📄 Job Type Full Time 💰 Salary Not Disclosed 🏢 Industry Banking & Finance 🛠 Key Skills SOX Compliance Control Environment Assessment Risk-Based Testing Regulatory Frameworks Process Flow Documentation Compliance and Ops Risk Test Specialist at JPMorganChase — Full Details & How to Apply JPMorganChase is seeking a Compliance and Ops Risk Test Specialist in Mumbai, Maharashtra, India , where you will directly evaluate the control environment and perform risk-based testing aligned with SOX compliance and regulatory frameworks . This role offers freshers with a technical background a rare entry-level opportunity to engage with SOX compliance and regulatory frameworks in a global banking environment. This Compliance and Ops Risk Test Specialist role is critical for assessing the control environment, identifying control gaps, and ensuring adherence to SOX and other regulatory frameworks . The position involves conducting Risk-Based Testing , analyzing process flows, and documenting control environments—activities that directly support the firm’s operational risk management and compliance objectives. These responsibilities are grounded in technical and regulatory methodologies used in banking operations. The job posting confirms that JPMorganChase operates in over 100 markets and that this role is part of a structured compliance and operations risk function. The position is designed for individuals with a technical or engineering background, emphasizing hands-on experience in control assessments and regulatory testing within a financial services context. The role is based in Mumbai, Maharashtra, India and requires onsite work. 2023, 2024, 2025, 2026 graduates are eligible. Candidates must have 2+ years. Relevant technical / engineering background and 2+ years experience . The salary is Not Disclosed . As a Compliance and Ops Risk Test Specialist , you will work with SOX Compliance , Control Environment Assessment , Risk-Based Testing , Regulatory Frameworks , and Process Flow Documentation . This role provides a foundation in compliance and risk management, with potential progression into leadership roles in audit, operations, or compliance within banking. 📊 Role Difficulty: Medium | Competition Level: Medium | Fresher Friendly: Yes NexisGrow.com features this opportunity as part of its curated non-tech job listings. All details are sourced from the official job posting. Apply online before the opportunity closes. Search for Compliance and Ops Risk Test Specialist jobs , explore JPMorganChase recruitment , and find Mumbai, Maharashtra, India jobs with direct access to on-site roles. Job Role & Responsibilities The Compliance and Ops Risk Test Specialist at JPMorganChase ensures adherence to SOX Compliance by executing risk-based testing processes across financial operations, validating control effectiveness using regulatory frameworks and producing actionable reports for audit readiness. Evaluate the assigned function’s control environment by performing Control Environment Assessment using regulatory frameworks such as SOX and internal control standards to validate control design and execution. Conduct Control Environment Assessment by analyzing operational workflows and identifying control gaps using documented process flows and process flow documentation tools like Lucidchart or Visio. Collaborate with compliance and risk management teams to align risk-based testing processes with firm risk priorities derived from quarterly risk exposure metrics and loss event data. Prepare detailed process flow documentation using structured templates in documentation software such as Confluence or SharePoint to support audit trails and compliance reporting. Take ownership of identifying control deficiencies in operational controls and recommending technical improvements to strengthen the control environment based on SOX audit findings. Communicate testing outcomes through technical communication in structured reports that include clear metrics, such as control failure rates and deviation counts, to stakeholders. Engage in problem-solving initiatives to resolve compliance issues by analyzing root causes and implementing corrective actions in line with SOX Compliance and control environment standards. Verify that all testing activities are mapped to specific regulatory frameworks and that findings are reported against defined control effectiveness metrics such as pass/fail rates and audit coverage. This role demands direct ownership of control environment outcomes, where every control deficiency identified leads to measurable improvements in SOX Compliance and operational risk reduction across financial operations systems. Required Skills & Technical Competencies The Compliance and Ops Risk Test Specialist must possess a strong technical foundation in SOX Compliance , Control Environment Assessment , and process flow documentation to execute compliance testing with precision and regulatory alignment. Technical Skills SOX Compliance — intermediate — used daily to validate adherence to SOX requirements such as control design, operation, and monitoring, and to generate test plans aligned with SOX audit objectives . Control Environment Assessment — intermediate — applied to evaluate the effectiveness of existing controls in operational processes, using regulatory frameworks to assess design and implementation gaps. Risk-Based Testing — advanced — utilized to prioritize testing activities based on risk exposure metrics and loss probability data, ensuring high-impact controls are validated first. Process Flow Documentation — intermediate — executed using documentation software like Confluence or Visio to create clear, traceable process flows for compliance reporting and audit readiness. Technical Communication — intermediate — demonstrated through the creation of structured reports that translate complex compliance findings into actionable insights with defined metrics and data points. When showcasing these technical skills, emphasize specific SOX testing methodologies , control gap identification examples, and use of process flow tools in past projects or academic work. Eligibility Criteria This role is designed for engineering graduates with a technical background who have completed a degree in engineering or a related field and possess analytical capabilities to assess operational controls. Must hold a degree in engineering or a related technical discipline such as computer science, information technology, or electrical engineering. Eligible for 2023, 2024, 2025, and 2026 batches, allowing fresh graduates to enter the role with foundational technical training. Requires a minimum of 2 years of relevant experience, though strong technical backgrounds from academic projects or internships may be considered for entry-level candidates. Academic performance is not explicitly required, but a solid academic record enhances candidacy for technical compliance assessments. Applicants with internship experience in compliance, risk management, or financial operations are preferred, especially if they have documented exposure to SOX testing or control environment reviews. Must submit a portfolio that includes technical reports, process flow diagrams, or control assessments completed during academic or internship projects. Documentation & Portfolio Requirements Your resume must include a dedicated section with technical compliance reports , process flow diagrams , and control assessment summaries that demonstrate hands-on experience with SOX Compliance or operational risk testing. For this role, prioritize including a process flow documentation example from a project or internship that shows how you mapped a financial control to a regulatory framework and identified a control deficiency using SOX Compliance standards. Salary for Compliance and Ops Risk Test Specialist at JPMorganChase 💰 Compensation Not Disclosed The advertised compensation for the Compliance and Ops Risk Test Specialist role at JPMorganChase is Not Disclosed . The exact in-hand figure and any additional components are confirmed by the company during the offer or HR discussion stage. Recommended Courses & Preparation Tips for Compliance and Ops Risk Test Specialist Upskilling with the right resources significantly enhances your chances of selection for the Compliance and Ops Risk Test Specialist role. Recommended Courses & Resources MS Office — Essential for documentation and reporting tasks in compliance. Communication Skills — Crucial for effective collaboration and reporting in compliance roles. Boost your profile with relevant certifications at NexisGrow GetCertified — strengthen your application before you apply. Common Mistakes to Avoid ❌ Failing to tailor your resume to highlight relevant compliance experience — ensure your skills align with the job description. ❌ Neglecting to showcase technical skills — include specific tools or methodologies you've used in past projects. ❌ Overlooking the importance of clear documentation skills — emphasize your ability to create process flows and reports. ❌ Submitting a generic cover letter — personalize it to reflect your interest in compliance and the specific role. ❌ Ignoring the application deadline — ensure you apply promptly to avoid missing out on this opportunity. ❌ Not preparing for the interview — understand SOX compliance and the regulatory frameworks relevant to the role. Before You Apply — Checklist ✅ Research JPMorganChase 's compliance practices and recent news to tailor your application. ✅ Update your resume to reflect relevant skills and experiences related to compliance and risk management. ✅ Prepare a cover letter that highlights your technical background and interest in the Compliance and Ops Risk Test Specialist role. ✅ Gather any necessary documents, such as transcripts or certificates, to support your application. ✅ Review the job description thoroughly to ensure you meet all eligibility criteria. ✅ Practice common interview questions related to compliance and risk management. ✅ Ensure your LinkedIn profile is up-to-date and reflects your application. ✅ Submit your application through the provided link and track its status. Resume Tailoring & ATS Keywords for Compliance and Ops Risk Test Specialist Optimizing your resume for ATS is crucial for standing out in the application process for this role. ATS Keywords to Include Compliance SOX Risk Management Control Environment Testing Documentation Regulatory Frameworks Process Flows Technical Communication Assessment Gaps Collaboration Resume Tips for This Role Highlight any relevant coursework or projects related to compliance and risk management to demonstrate your knowledge. Emphasize technical skills and tools that align with the job requirements, particularly in SOX compliance and risk assessment. Include any internships or practical experiences that showcase your ability to work in a compliance-focused environment. Optimize your resume for ATS by incorporating keywords from the job description to improve visibility. Avoid including unrelated work experience or skills that do not pertain to compliance or risk management. Build an ATS-optimized resume for this role using NexisGrow Resume Builder — free for all job seekers. Pro Tip: Do not include unrelated work experience or skills that do not pertain to compliance or risk management in your resume. How to Apply for Compliance and Ops Risk Test Specialist at JPMorganChase Apply Now — JPMorganChase Visit the application portal and create an account. Upload your resume, ensuring it highlights relevant skills and experiences. Fill out the application form accurately, providing all requested information. After submission, expect a confirmation email regarding your application status. Track your application status through the portal to stay updated. Applications reviewed on rolling basis — early submission recommended. Apply Now — JPMorganChase NexisGrow.com does not charge any fees for job applications. JPMorganChase JPMorganChase is a global banking and finance company with a presence in Mumbai, Maharashtra, India . This Compliance and Ops Risk Test Specialist role is onsite, operating within the banking & finance industry, focusing on risk and compliance operations in a structured, collaborative environment. The team assesses control environments, evaluates control design and effectiveness, and conducts risk-based testing . They prepare detailed documentation such as process flows and overview documents to support compliance with SOX and regulatory frameworks , ensuring robust control implementation. This role supports the company’s commitment to strong compliance and risk management practices. It enables early-career professionals to gain hands-on experience in control assessment and regulatory alignment within real-world financial operations. The role offers freshers a strong launchpad with exposure to industry-leading compliance practices. Through process flow documentation and control evaluation, candidates build foundational skills in risk-based testing and regulatory frameworks . Company Details Industry Banking & Finance Location Mumbai, Maharashtra, India Connect With Us Careers Apply Now Website 🔗 jpmc.fa.oraclecloud.com Frequently Asked Questions Interview · Role · Salary · Growth ? Who can apply for Compliance and Ops Risk Test Specialist at JPMorganChase? Eligibility Tap to expand + Answer Candidates with a technical degree and from batches 2023 to 2026 are eligible. ? What technical skills are most important for this role? Skills Tap to expand + Answer Key skills include SOX compliance, risk-based testing, and control environment assessment. ? What is the expected salary for this position? Salary Tap to expand + Answer Salary details are not disclosed, but industry benchmarks suggest competitive compensation for entry-level roles. ? What should I expect after applying for Compliance and Ops Risk Test Specialist at JPMorganChase? Hiring Process Tap to expand + Answer The process typically includes application review, screening, and an interview. ? How should I prepare for Compliance and Ops Risk Test Specialist interview at JPMorganChase? Preparation Tap to expand + Answer Focus on understanding SOX compliance, risk management principles, and prepare to discuss relevant experiences. ? Is this role work from home, hybrid, or onsite? Work Mode Tap to expand + Answer This role is strictly onsite in Mumbai. ? What is the career growth after joining JPMorganChase as Compliance and Ops Risk Test Specialist? Growth Tap to expand + Answer Exposure to high-level compliance projects and potential internal mobility within the organization. ? What should I highlight in my resume for this role? Resume Tap to expand + Answer Emphasize relevant technical skills, compliance experience, and any internships in risk management. ? Is there a last date to apply for this role? Application Tap to expand + Answer Application urgency context is not specified, but applying early is advisable. ? Is there a probation period at JPMorganChase? Probation Tap to expand + Answer Probation details are not specified in the job description. ? What is the work culture like at JPMorganChase? Culture Tap to expand + Answer The work culture is onsite, focusing on compliance and risk management tasks. ? Can freshers apply for this role at JPMorganChase? Fresher Tap to expand + Answer Yes, freshers with a relevant technical background are encouraged to apply. 🔗 Explore More on NexisGrow More jobs in Mumbai Browse all Non-Tech jobs Latest Fresher jobs More jobs at JPMorganChase Work From Home jobs Ready to Apply? Don't Miss This Opportunity! Apply only via the official link. NexisGrow.com charges zero application fees. 👉 Apply Now — Official Link NexisGrow.com does not charge any application or registration fees. Beware of fraudulent offers. Naukri ki baat, NexisGrow ke saath • NexisGrow.com